Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham M. GlaserLPL Financial LLCRBC Capital Markets, LLC07-15-2019
James Andrew Means IVWilmington Capital Securities, LLCRBC Capital Markets, LLC$11205-31-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
John Charles BarnesWilmington Capital Securities, LLCRBC Capital Markets, LLC$5004-15-2019
Nancy Anne Davis HarrisEquity Services, Inc.RBC Capital Markets, LLC$15004-04-2019
Kimberly A VaughnB.B. Graham & Company, Inc.RBC Capital Markets, LLC$15003-15-2019
John William Misner Jr.MML Investors Services, LLCRBC Capital Markets, LLC$20003-12-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC$101-23-2019
Christopher John HolstadD.A. Davidson & Co.RBC Capital Markets, LLC$15001-17-2019
Jeremy Michael ElbertD.A. Davidson & Co.RBC Capital Markets, LLC$2501-17-2019
Christopher James PowersWealth Management Group of North America, LLCRBC Capital Markets, LLC12-10-2018
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Michael Gaetano PowersTriad Advisors LLCRBC Capital Markets, LLC11-20-2018
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Christopher John CoghlanB.B. Graham & Company, Inc.RBC Capital Markets, LLC$109-28-2018
Philip Charles EldemireRaymond James & Associates, Inc.RBC Capital Markets, LLC$20009-10-2018
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
Jeffrey Warren DobbelmannAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2508-24-2018
Ronald Noel MasonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2018
Steven Michael BlumeLPL Financial LLCRBC Capital Markets, LLC08-22-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Ricardo RodriguezChasing Value Asset Management, Inc.RBC Capital Markets, LLC08-09-2018
Next Page »

Showing 1 to 25 of 913 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.