Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Christopher John CoghlanB.B. Graham & Company, Inc.RBC Capital Markets, LLC09-28-2018
Philip Charles EldemireRaymond James & Associates, Inc.RBC Capital Markets, LLC$20009-10-2018
Matthew Thomas YerkesWoodbury Financial Services, Inc.RBC Capital Markets, LLC$15009-07-2018
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
Jeffrey Warren DobbelmannAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2508-24-2018
Ronald Noel MasonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Ricardo RodriguezChasing Value Asset Management, Inc.RBC Capital Markets, LLC08-09-2018
Samuel Kluft KoltunB.B. Graham & Company, Inc.RBC Capital Markets, LLC$2508-01-2018
Kyle Warren TownsendMorgan StanleyRBC Capital Markets, LLC07-20-2018
Elizabeth Rose BarkerEdward JonesRBC Capital Markets, LLC$3806-28-2018
Michael Clarke DentonDavenport & Company LLCRBC Capital Markets, LLC06-22-2018
Rosalyn Wallach BakerR. W. Baker Wealth Management Group LLCRBC Capital Markets, LLC06-20-2018
David Walsh Connors Jr.Purshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC06-01-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
David Roger HironsWedbush Securities Inc.RBC Capital Markets, LLC$10005-25-2018
Michael John DwyerRaymond James & Associates, Inc.RBC Capital Markets, LLC$10004-10-2018
Randolph Robin PriceSteward Partners Investment Advisory, LLCRBC Capital Markets, LLC03-22-2018
Scott Edward EverhartMoloney Securities Co., Inc.RBC Capital Markets, LLC$5002-28-2018
Daniel Stuart NewellStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-28-2018
David Leslie NaftzgerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5002-22-2018
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
John Gerard TyczynskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$25002-13-2018
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC02-12-2018
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Showing 26 to 50 of 583 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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