Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristina Marie GroffProEquities, Inc.RBC Capital Markets, LLC02-07-2018
Thomas Lee JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Andrew Jay JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Dennis Anthony ContrestanoIndependent Financial Group, LLCRBC Capital Markets, LLC12-15-2017
Collin Larry RiglerRaymond James & Associates, Inc.RBC Capital Markets, LLC12-14-2017
Stef CarmichaelFisher InvestmentsRBC Capital Markets, LLC12-12-2017
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-07-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
Gayle Ann TerryUSCA Securities LLCRBC Capital Markets, LLC$2511-10-2017
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$5011-01-2017
Matthew WinthropAegis Capital Corp.RBC Capital Markets, LLC$1010-16-2017
Christy Jean YagerEdward JonesRBC Capital Markets, LLC$5010-06-2017
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC$1810-02-2017
Henry James Faragalli IIIJanney Montgomery Scott LLCRBC Capital Markets, LLC$10009-28-2017
Gerald Francis BoesenRaymond James & Associates, Inc.RBC Capital Markets, LLC$4509-15-2017
Jonathan Rob RoyalRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$2509-12-2017
Ryan James BirgeMorgan StanleyRBC Capital Markets, LLC08-31-2017
Abby Wolman McElroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Curtis John PetersonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-30-2017
Boris Aron MirvisThe Jeffrey Matthews Financial Group, L.L.C.RBC Capital Markets, LLC$6808-11-2017
Michael Joseph Larkin1st Global Capital Corp.RBC Capital Markets, LLC$5008-11-2017
Gary Nicholas SeleckyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10007-31-2017
Regis Francis LarkinMorgan StanleyRBC Capital Markets, LLC$5007-21-2017
Theodore John HamlinAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5007-21-2017
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Showing 51 to 75 of 583 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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