Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC06-13-2019
James Andrew Means IVWilmington Capital Securities, LLCRBC Capital Markets, LLC$11205-31-2019
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
Juls Christine Carter, Jason FormoAmeriprise Financial Services, Inc. Services, Inc.RBC Capital Markets, LLC$22504-18-2019
John Charles BarnesWilmington Capital Securities, LLCRBC Capital Markets, LLC$5004-15-2019
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
Nancy Anne David HarrisEquity Services, Inc.RBC Capital Markets, LLC$15004-04-2019
James Bryan BoyntonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10003-29-2019
Karen Brunner LemkeEdward JonesRBC Capital Markets, LLC03-29-2019
Kimberly A. VaughnB.B. Graham & Company, Inc.RBC Capital Markets, LLC$15003-15-2019
Katherine E DavisCommonwealth Financial NetworkRBC Capital Markets, LLC02-27-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Shana Patricia McHaffeyAllstate Financial Services, LLCRBC Capital Markets, LLC$5001-28-2019
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC01-23-2019
Chris John HolstadD.A. Davidson & Co.RBC Capital Markets, LLC$15001-17-2019
Jeremy Michael ElbertD.A. Davidson & Co.RBC Capital Markets, LLC$2501-17-2019
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Christopher James PowersWealth Management Group of North America, LLCRBC Capital Markets, LLC12-10-2018
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
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Showing 1 to 25 of 583 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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