Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Abrahamson David Gray Raymond James & Associates, Inc.RBC Capital Markets, LLC$41609-16-2020
Kevin Bannister Mark Raney Nevin Cavanaugh Hobie BannisterRaymond James Financial Services, Inc.RBC Capital Markets, LLC$24010-30-2019
Juls Christine Carter Jason FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC$22504-18-2019
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$24008-24-2018
Jeffrey DobbelmannAmeriprise Financial Services, LLCRBC Capital Markets, LLC$8008-24-2018
Ron MasonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7008-23-2018
John DeAltoCapitol Securities Management, Inc.RBC Capital Markets, LLC$37501-05-2018
Curt BeyerLPL Financial LLCRBC Capital Markets, LLC$9502-03-2017
Robert RaeAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10511-02-2016
Robert StreedAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7608-26-2016
Jack CooleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7206-03-2016
Gregory Van KesterenLPL Financial LLCRBC Capital Markets, LLC$6001-08-2016
Peter LightLPL Financial LLCRBC Capital Markets, LLC$5512-16-2015
Peter WeilLPL Financial LLCRBC Capital Markets, LLC$13009-11-2015
Will DietzCommonwealth Financial NetworkRBC Capital Markets, LLC$6011-07-2014
Leonard SykesWaddell & ReedRBC Capital Markets, LLC$5507-29-2014
Bruce McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10010-20-2011
Robert Batick JrWestport Capital Markets, LLCRBC Capital Markets, LLC$8006-17-2011
Robert C Batick JrWestport Capital Markets, LLCRBC Capital Markets, LLC$8006-13-2011
Mark BattaliniProspera Financial Services, Inc.RBC Capital Markets, LLC$10506-01-2011
Don SharkoLaSalle St Securities, L.L.C.RBC Capital Markets, LLC$5203-25-2011
Ross AnderleSapient Private Wealth Management, LLCRBC Capital Markets, LLC$10002-18-2014
Ruth KitzmannRaymond James & Associates, Inc.RBC Capital Markets, LLC$12708-20-2019
Hal Tearse Nicole WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$12507-24-2019
Gary Halter Benjamin Halter Sharland BakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$14011-12-2018
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Showing 1 to 25 of 778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.