Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph Larkin1st Global Capital Corp.RBC Capital Markets, LLC$108-11-2017
Colin Tunney OchsAdvanced Equities, Inc.RBC Capital Markets, LLC05-14-2012
Michael Edward DockendorfAdvanced Equities, Inc.RBC Capital Markets, LLC11-14-2011
Adam Harris EzrilovAdvantage Wealth AdvisorsRBC Capital Markets, LLC04-13-2017
Matthew WinthropAegis Capital Corp.RBC Capital Markets, LLC$110-16-2017
Steven Jay StulmakerAllstate Financial Services, LLCRBC Capital Markets, LLC09-16-2015
Juan Andres ZenckAmerant Investments, Inc.RBC Capital Markets, LLC$2502-24-2015
John Joseph Burke Jr.America Northcoast Securities, Inc.RBC Capital Markets, LLC11-04-2009
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
Jeffrey Warren DobbelmannAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2508-24-2018
Ronald Noel MasonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
Hollis Lynn HermanAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2018
John Gerard TyczynskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$25002-13-2018
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1012-07-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
Curtis John PetersonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-30-2017
Theodore John HamlinAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5007-21-2017
Patrick Allen PorterAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5001-20-2017
Christina Marie WetmoreAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5011-04-2016
Robert Thomas Rae Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC$10009-02-2016
Robert Nils StreedAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$16708-26-2016
Duane L DollarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2506-07-2016
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Showing 1 to 25 of 912 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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