Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Todd WalkerAegis Capital Corp.RBC Capital Markets, LLC07-14-2020
Matthew WinthropAegis Capital Corp.RBC Capital Markets, LLC10-16-2017
Juan Andres ZenckAmerant Investments, Inc.RBC Capital Markets, LLC$2502-24-2015
Juls Christine Carter Jason FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC$22504-18-2019
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$24008-24-2018
Jeffrey DobbelmannAmeriprise Financial Services, LLCRBC Capital Markets, LLC$8008-24-2018
Ron MasonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7008-23-2018
Robert RaeAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10511-02-2016
Robert StreedAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7608-26-2016
Jack CooleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7206-03-2016
Bruce McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10010-20-2011
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Sarah Morgan HobbsAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-26-2020
Clarence Earl Marshall IiiAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2507-17-2020
Sam Basil VetasAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Brianne Mae AuneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Keith Ronald DavisAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5007-26-2019
Carrie Elizabeth SwansonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Juls Christine CarterAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10004-18-2019
Jason Potter FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Allen Dale BakerAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5704-12-2019
James Bryan BoyntonAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-29-2019
Kimberly Ann ClarkAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2502-25-2019
Amanda Michele GibbAmeriprise Financial Services, LLCRBC Capital Markets, LLC11-20-2018
Jeffrey Warren DobbelmannAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-24-2018
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Showing 1 to 25 of 778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.