Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott F NewtonUBS Financial Services Inc.RBC Capital Markets, LLC01-26-2009
Mark Andrew CooteUBS Financial Services Inc.RBC Capital Markets, LLC01-26-2009
Joan Mindy BernsteinLPL Financial LLCRBC Capital Markets, LLC01-28-2009
Mary Mee GoonThe Investment Center, Inc.RBC Capital Markets, LLC$2502-03-2009
Patrick Francis SinclairStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-23-2009
Paul Whitney StenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5004-09-2009
Steve Spence TeamUBS Financial Services Inc.RBC Capital Markets, LLC$40004-16-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC04-24-2009
William James RileyCristata Investment ManagementRBC Capital Markets, LLC$5004-27-2009
Colin Henry HohmanLincoln Financial Advisors CorporationRBC Capital Markets, LLC$2504-29-2009
William L EkrenEdward JonesRBC Capital Markets, LLC$5005-01-2009
Alan Marquette TurnerL.M. Kohn & CompanyRBC Capital Markets, LLC05-07-2009
Lyle Lindsay MeekWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-14-2009
Michael Robert EmmickEdward JonesRBC Capital Markets, LLC05-22-2009
Gregory James McGinnInvestment Planners, Inc.RBC Capital Markets, LLC06-02-2009
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Stephen Nicholas ReceskiSpire Securities, LLCRBC Capital Markets, LLC$10008-07-2009
Mark Vincent ReismeierLPL Financial LLCRBC Capital Markets, LLC08-13-2009
Christopher Todd DrawbaughB. Riley Wealth ManagementRBC Capital Markets, LLC$2508-14-2009
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
David Bower StevensonGardner Financial Services, Inc.RBC Capital Markets, LLC$5009-15-2009
Daniel Keith SpeirsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-24-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
David Paul KonopinskiLPL Financial LLCRBC Capital Markets, LLC10-30-2009
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Showing 1 to 25 of 778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.