Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Franklin PiersonMorgan Keegan & Company, Inc.RBC Capital Markets, LLC$50001-02-2009
Gary Stephen FletcherVoya Financial Advisors, Inc.RBC Capital Markets, LLC$50001-14-2009
Mark Andrew CooteUBS Financial Services Inc.RBC Capital Markets, LLC$50001-26-2009
Scott F NewtonUBS Financial Services Inc.RBC Capital Markets, LLC01-26-2009
Joan Mindy BernsteinLPL Financial LLCRBC Capital Markets, LLC$50001-28-2009
John Patrick OlearyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10001-30-2009
Russell A AndrewsAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$25001-30-2009
Donald Corey MooreCitigroup Global Markets Inc.RBC Capital Markets, LLC02-01-2009
Ott LukkFeltl & CompanyRBC Capital Markets, LLC02-02-2009
Mary Mee GoonThe Investment Center, Inc.RBC Capital Markets, LLC$25002-03-2009
James Carter Boone IIIMorgan Keegan & Company, Inc.RBC Capital Markets, LLC$10002-06-2009
Jefferson Dale BassLPL Financial LLCRBC Capital Markets, LLC$10002-06-2009
Andrew James BjornlieFeltl & CompanyRBC Capital Markets, LLC$15002-06-2009
James Andrew BjornlieFeltl & CompanyRBC Capital Markets, LLC02-06-2009
Carl Richard WrightFinancial West GroupRBC Capital Markets, LLC$50002-11-2009
Randolph Stephen MooreUBS Financial Services Inc.RBC Capital Markets, LLC$50002-12-2009
Ronald Eugene LohbeckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$15002-20-2009
Mark Stepehen LohbeckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$15002-20-2009
Sheldon Jules NankinStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15002-23-2009
Patrick Francis SinclairStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$50002-23-2009
Aileen Hernandez ArroyoWells Fargo Investments, LLCRBC Capital Markets, LLC03-20-2009
Robin Olin OegerleB. Riley Wealth ManagementRBC Capital Markets, LLC$25003-30-2009
Paul Whitney StenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$50004-09-2009
Robert Conrad Wagner IVBoenning & Scattergood, Inc.RBC Capital Markets, LLC04-16-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$25004-24-2009
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Showing 1 to 25 of 1,075 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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