Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Franklin PiersonMorgan Keegan & Company, Inc.RBC Capital Markets, LLC01-02-2009
Gary Stephen FletcherVoya Financial Advisors, Inc.RBC Capital Markets, LLC01-14-2009
Scott F NewtonUBS Financial Services Inc.RBC Capital Markets, LLC01-26-2009
Joan Mindy BernsteinLPL Financial LLCRBC Capital Markets, LLC$5001-28-2009
John Patrick OlearyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-30-2009
Russell A AndrewsAmeriprise Financial Services, Inc.RBC Capital Markets, LLC01-30-2009
Donald Corey MooreCitigroup Global Markets Inc.RBC Capital Markets, LLC02-01-2009
Ott LukkFeltl & CompanyRBC Capital Markets, LLC02-02-2009
Mary Mee GoonThe Investment Center, Inc.RBC Capital Markets, LLC$2502-03-2009
Andrew James BjornlieFeltl & CompanyRBC Capital Markets, LLC02-06-2009
James Andrew BjornlieFeltl & CompanyRBC Capital Markets, LLC02-06-2009
James Carter Boone IIIMorgan Keegan & Company, Inc.RBC Capital Markets, LLC02-06-2009
Jefferson Dale BassLPL Financial LLCRBC Capital Markets, LLC02-06-2009
Carl Richard WrightFinancial West GroupRBC Capital Markets, LLC02-11-2009
Randolph Stephen MooreUBS Financial Services Inc.RBC Capital Markets, LLC02-12-2009
Mark Stepehen LohbeckWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-20-2009
Ronald Eugene LohbeckWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-20-2009
Patrick Francis SinclairStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-23-2009
Sheldon Jules NankinStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-23-2009
Aileen Hernandez ArroyoWells Fargo Investments, LLCRBC Capital Markets, LLC03-20-2009
Robin Olin OegerleB. Riley Wealth ManagementRBC Capital Markets, LLC03-30-2009
Paul Whitney StenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5004-09-2009
Robert Conrad Wagner IVBoenning & Scattergood, Inc.RBC Capital Markets, LLC04-16-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$2504-24-2009
William James RileyCristata Investment ManagementRBC Capital Markets, LLC04-27-2009
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Showing 1 to 25 of 912 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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