Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Isaac BrachmanRaymond James Financial Services, Inc.RBC Capital Markets, LLC05-25-2016
Aaron Scott RichmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-26-2015
Abby Wolman McElroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Adam Harris EzrilovAdvantage Wealth AdvisorsRBC Capital Markets, LLC04-13-2017
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Alan Ahmet AtamerMorgan StanleyRBC Capital Markets, LLC03-04-2016
Alan Benjamin HeleneNBC Securities, Inc.RBC Capital Markets, LLC02-01-2013
Alan Eric SeiderNBC Securities, Inc.RBC Capital Markets, LLC$2502-04-2013
Alan Marquette TurnerL.M. Kohn & CompanyRBC Capital Markets, LLC05-07-2009
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Alan Walton SharpeMoors & Cabot, Inc.RBC Capital Markets, LLC$5003-28-2016
Albert Louis Fierro Jr.Morgan StanleyRBC Capital Markets, LLC$15004-07-2015
Alexander Michael ManciniWin Investing LLCRBC Capital Markets, LLC09-06-2016
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
Allen Ray CaneteUBS Financial Services Inc.RBC Capital Markets, LLC$10006-15-2011
Amanda Dee FosterCambridge Investment Research, Inc.RBC Capital Markets, LLC01-05-2010
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Amin James Raphael RathlePNC InvestmentsRBC Capital Markets, LLC04-03-2012
Andrew Jay JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Andrew Jonathan StumboNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC03-09-2017
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-22-2013
Andrew Reiley CrosbyGreenspring Advisors, LLCRBC Capital Markets, LLC03-22-2017
Andrew Stuart BoydLPL Financial LLCRBC Capital Markets, LLC$5008-26-2016
Angie S. MaloneFarmers Financial Solutions, LLCRBC Capital Markets, LLC07-17-2015
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$7706-20-2016
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Showing 1 to 25 of 586 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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