Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Christopher James PowersWealth Management Group of North America, LLCRBC Capital Markets, LLC12-10-2018
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Michael Gaetano PowersTriad Advisors LLCRBC Capital Markets, LLC11-20-2018
Steven Michael BlumeLPL Financial LLCRBC Capital Markets, LLC08-22-2018
Ricardo RodriguezChasing Value Asset Management, Inc.RBC Capital Markets, LLC08-09-2018
Kyle Warren TownsendMorgan StanleyRBC Capital Markets, LLC07-20-2018
Nicole Lynne BilottoMontcalm TCR LLCRBC Capital Markets, LLC07-05-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
Hollis Lynn HermanAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2018
Kristina Marie GroffProEquities, Inc.RBC Capital Markets, LLC02-07-2018
Andrew Jay JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Thomas Lee JohnsonRoyal Capital Wealth Management LLCRBC Capital Markets, LLC01-22-2018
Stef CarmichaelFisher InvestmentsRBC Capital Markets, LLC12-12-2017
Matthew Agricola GriebJanney Montgomery Scott LLCRBC Capital Markets, LLC11-20-2017
Tammy Katherine PiochUBS Financial Services Inc.RBC Capital Markets, LLC11-09-2017
Ryan James BirgeMorgan StanleyRBC Capital Markets, LLC08-31-2017
Curtis John PetersonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-30-2017
Polly Anne RichardsonStableford Capital LLCRBC Capital Markets, LLC07-12-2017
Jon Ellis VanceRaymond James & Associates, Inc.RBC Capital Markets, LLC06-30-2017
Loren Suzanne McewanSignator Investors, Inc.RBC Capital Markets, LLC06-16-2017
Ronald Walter KurzLone Mtn Investors LLCRBC Capital Markets, LLC04-26-2017
Adam Harris EzrilovAdvantage Wealth AdvisorsRBC Capital Markets, LLC04-13-2017
Next Page »

Showing 1 to 25 of 912 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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