Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
J Todd Pauliny Michael StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC04-01-2015
Francis RocheRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC03-17-2014
David W Davies Jill C Miller Kristen A KetchumBenjamin F. Edwards & Company, Inc.RBC Capital Markets, LLC01-10-2014
Larry SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC03-08-2012
Jonathan LakeMorgan StanleyRBC Capital Markets, LLC09-13-2011
Samuel B DrakeOppenheimer & Co. Inc.RBC Capital Markets, LLC10-06-2020
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Andrew Joy Benton IIBenjamin F. Edwards & Company, Inc.RBC Capital Markets, LLC09-18-2020
Andrew Joy Benton IIIBenjamin F. Edwards & Company, Inc.RBC Capital Markets, LLC09-18-2020
Robert Louis IglehartLPL Financial LLCRBC Capital Markets, LLC09-17-2020
Colby Aaron SpannRaymond James & Associates, Inc.RBC Capital Markets, LLC09-16-2020
Ellen Mary FicacciMorgan StanleyRBC Capital Markets, LLC09-11-2020
Michael J BergerMorgan StanleyRBC Capital Markets, LLC09-11-2020
Jonathan Ross FladellMorgan StanleyRBC Capital Markets, LLC09-11-2020
Thomas Bernard DiasWaddell & ReedRBC Capital Markets, LLC09-04-2020
Sarah Morgan HobbsAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-26-2020
Elizabeth Louise ZimmerBeacon Pointe Advisors, LLCRBC Capital Markets, LLC08-20-2020
Lawrence Scott SperberWells Fargo Clearing Services, LLCRBC Capital Markets, LLC08-11-2020
Jason Charles SperberWells Fargo Clearing Services, LLCRBC Capital Markets, LLC08-11-2020
Matthew Nathan EglsederBridges Investment Management IncRBC Capital Markets, LLC07-16-2020
Stephen Todd WalkerAegis Capital Corp.RBC Capital Markets, LLC07-14-2020
Christine Marquez GehringFidelity Brokerage Services LLCRBC Capital Markets, LLC07-02-2020
Daniel Alexander NyiriBoenning & Scattergood, Inc.RBC Capital Markets, LLC06-10-2020
John Blaise EbaniettiWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-12-2020
Susan Lynn HaasMorgan StanleyRBC Capital Markets, LLC05-11-2020
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Showing 1 to 25 of 778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.