Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
J Todd Pauliny Michael StewartJanney Montgomery Scott LLCRBC Capital Markets, LLC04-01-2015
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC10-02-2017
Henry James Faragalli IIIJanney Montgomery Scott LLCRBC Capital Markets, LLC09-28-2017
Tracey SchustermanJanney Montgomery Scott LLCRBC Capital Markets, LLC09-26-2017
Lisa W FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-01-2017
Patrick Joseph GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC11-07-2013
John Matthew GolesJanney Montgomery Scott LLCRBC Capital Markets, LLC$2511-07-2013
Ann Marie BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$5006-20-2016
John Todd PaulinyJanney Montgomery Scott LLCRBC Capital Markets, LLC$5004-01-2015
Steve Victor Lisa FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$8705-01-2017
Hans UnderdahlJanney Montgomery Scott LLCRBC Capital Markets, LLC$9305-04-2016
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Steven Coleman VictorJanney Montgomery Scott LLCRBC Capital Markets, LLC$10005-01-2017
Gary Halter Benjamin Halter Sharland BakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$14011-12-2018
Bruce Harding SearsJanney Montgomery Scott LLCRBC Capital Markets, LLC$15012-20-2016
Thomas Hans Underdahl JrJanney Montgomery Scott LLCRBC Capital Markets, LLC$15005-05-2016
James Michael WinnerJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-29-2015
Gregory John DupeeJanney Montgomery Scott LLCRBC Capital Markets, LLC$15008-17-2015
Scott Jeffrey KarpiakJanney Montgomery Scott LLCRBC Capital Markets, LLC$15008-17-2015
Thomas Francis GayerJanney Montgomery Scott LLCRBC Capital Markets, LLC$15005-08-2015
Christopher Warren LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-12-2012
Ethan David LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-12-2012
John Goles Steven DeBoyJanney Montgomery Scott LLCRBC Capital Markets, LLC$17511-07-2013

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.