Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Slevin George Gladman Jared Stone Jeffrey TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$30003-06-2015
Edward Glenn Pamela StaplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$30002-15-2013
Emory Ragsdale Wade Myatt Lynde JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$15211-16-2012
Carolyn Bethany HurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2020
Eric Ervin OttenMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC01-10-2020
Brian Alden FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5009-03-2019
Joseph Michael LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$7208-09-2019
Vincent George LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Stephen Michael Dings SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5002-08-2019
Stuart Gordon JohnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-07-2016
Storm Leigh MaxeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-07-2016
Justin James HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5005-13-2016
Daniel K BlecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5008-14-2015
Ronald Arthur SlevinMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$1,00003-06-2015
George Michael GladmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-06-2015
Jeffrey Ryan TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-06-2015
William H NaffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-28-2014
Timothy Alan GamsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-10-2014
Courtney KasenchakMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC09-02-2014
John Robert TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC06-03-2014
Michael W CarlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC05-21-2014
Teena M BourqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC04-03-2014
Ligia Di NalloMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-26-2014
Trisha L SauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$2501-24-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.