Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Joseph EstevezOppenheimer & Co. Inc.RBC Capital Markets, LLC$5004-08-2020
David Stuart RothOppenheimer & Co. Inc.RBC Capital Markets, LLC$15001-24-2020
Jack Edward FayOppenheimer & Co. Inc.RBC Capital Markets, LLC$50001-06-2020
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC02-12-2018
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$5011-01-2017
Brian Justin BermanOppenheimer & Co. Inc.RBC Capital Markets, LLC10-01-2015
Thomas William LundonOppenheimer & Co. Inc.RBC Capital Markets, LLC$2509-04-2015
Omri AmitOppenheimer & Co. Inc.RBC Capital Markets, LLC04-06-2015
Luis A GarciaOppenheimer & Co. Inc.RBC Capital Markets, LLC03-31-2015
Ethan Simeon FingererOppenheimer & Co. Inc.RBC Capital Markets, LLC$10001-30-2015
Charles Michael SmithOppenheimer & Co. Inc.RBC Capital Markets, LLC$2501-02-2015
Bernard Regis TheisOppenheimer & Co. Inc.RBC Capital Markets, LLC07-29-2014
Brian Gerald OrrOppenheimer & Co. Inc.RBC Capital Markets, LLC$5007-24-2014
Leonard Joseph SilvesterOppenheimer & Co. Inc.RBC Capital Markets, LLC07-22-2014
William H BooneOppenheimer & Co. Inc.RBC Capital Markets, LLC07-01-2014
Vicki Leann KinerOppenheimer & Co. Inc.RBC Capital Markets, LLC08-15-2013
Darrell Jay MoorheadOppenheimer & Co. Inc.RBC Capital Markets, LLC08-14-2013
John R FrenzelOppenheimer & Co. Inc.RBC Capital Markets, LLC08-14-2013
Eric Brian RosenbergOppenheimer & Co. Inc.RBC Capital Markets, LLC$15006-12-2013
Michael Alan BlumenfeldOppenheimer & Co. Inc.RBC Capital Markets, LLC$10005-03-2013
Rafael Ernesto Garcia Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC$1004-16-2013
Everette Maurice Hardee IIIOppenheimer & Co. Inc.RBC Capital Markets, LLC$5005-11-2012
Mark Roy PondOppenheimer & Co. Inc.RBC Capital Markets, LLC$2505-11-2012
Lelis Marina PondOppenheimer & Co. Inc.RBC Capital Markets, LLC05-11-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.