Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Hallett SarazinUBS Financial Services Inc.RBC Capital Markets, LLC$23409-02-2020
Deborah R Johnston Erica Frantz Beth Peterson Hannah MasonUBS Financial Services Inc.RBC Capital Markets, LLC$22307-18-2017
Deborah Rosemary JohnstonUBS Financial Services Inc.RBC Capital Markets, LLC07-18-2017
Erica Theresa FrantzUBS Financial Services Inc.RBC Capital Markets, LLC$5007-18-2017
Jamie I CaceresUBS Financial Services Inc.RBC Capital Markets, LLC06-23-2017
Lawrence Alan FannUBS Financial Services Inc.RBC Capital Markets, LLC09-02-2016
Randall Guy ColomboUBS Financial Services Inc.RBC Capital Markets, LLC$15011-30-2015
Patrick Francis DuffUBS Financial Services Inc.RBC Capital Markets, LLC$17010-09-2015
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$10406-30-2015
Mary Michele AndersonUBS Financial Services Inc.RBC Capital Markets, LLC06-30-2015
Luis Antonio IzaguirreUBS Financial Services Inc.RBC Capital Markets, LLC$8004-28-2015
Martha Elba RodriguezUBS Financial Services Inc.RBC Capital Markets, LLC$5004-06-2015
Jose Salvador CanoUBS Financial Services Inc.RBC Capital Markets, LLC04-06-2015
Nils Eugene ClarkUBS Financial Services Inc.RBC Capital Markets, LLC$5004-06-2015
Ira Karl RinerUBS Financial Services Inc.RBC Capital Markets, LLC$5003-26-2015
Juana Esther Caicedo-SelingerUBS Financial Services Inc.RBC Capital Markets, LLC$5002-23-2015
William Andrew Wing IIUBS Financial Services Inc.RBC Capital Markets, LLC05-08-2014
William Davis Chapin JrUBS Financial Services Inc.RBC Capital Markets, LLC10-23-2013
James M HayUBS Financial Services Inc.RBC Capital Markets, LLC$5005-14-2013
Linda Diane StirlingUBS Financial Services Inc.RBC Capital Markets, LLC$15004-12-2013
James Alfred MacdonaldUBS Financial Services Inc.RBC Capital Markets, LLC$5010-05-2012
Walter David Razzaboni JrUBS Financial Services Inc.RBC Capital Markets, LLC10-05-2012
Sterling Max HansonUBS Financial Services Inc.RBC Capital Markets, LLC$5009-07-2012
Larry SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC03-08-2012
Larry M SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC$10002-24-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.