Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Scott SperberWells Fargo Clearing Services, LLCRBC Capital Markets, LLC08-11-2020
Jason Charles SperberWells Fargo Clearing Services, LLCRBC Capital Markets, LLC08-11-2020
Adam Ross RosenzweigWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15006-26-2020
Peter Sean ClearyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15006-02-2020
John Blaise EbaniettiWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-12-2020
Joseph Tom BinderWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$4501-21-2020
Kelly Ray GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10001-08-2020
Tyler G ChildersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Karen Eberhart JacksonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5011-11-2019
Matthew S LawrenceWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-15-2019
James Scott HigginsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15010-07-2019
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
Todd KrempaskyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$11208-24-2017
Gary Nicholas SeleckyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10007-31-2017
Tyler GundersonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-16-2016
Michael AmundsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5009-02-2016
Daniel MitchellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-01-2016
David Wilson DrullardWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1006-02-2016
Wynn Erik HebdonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-21-2016
Karen Ann BlanchardWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-12-2016
Mark Stephen FoleyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-18-2015
Michael Warren NeffWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$3210-22-2015
Erica Rhea PisciottaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-29-2015
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.