Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Scott RichmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-26-2015
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-22-2013
Arthur Brock SinklerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-07-2012
Bradley Bruce ArcherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10006-27-2014
Brainard Henry Warner IVWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-13-2015
Charles Leroy Wisner IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-02-2009
Christopher Fred CorneliusWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-19-2014
Christopher John CarboneWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10006-27-2014
Crystal Lynne BridgforthWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-16-2015
Dale Alexander AshWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-04-2014
Daniel Keith SpeirsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5009-24-2009
Daniel MitchellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-01-2016
Darel Robert GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-16-2015
David Wilson DrullardWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1006-02-2016
Erica Rhea PisciottaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-29-2015
Frank B. Gott IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-01-2011
Gary Nicholas SeleckyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10007-31-2017
Glenn Henry DaltonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-30-2015
Gregory Martin WodarkWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-28-2013
Harry Edward FischerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-17-2010
Harry Scott NeufeldWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-28-2013
Jacob Saul DembowitzWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2505-14-2014
James Wilson HirschWells Fargo Clearing Services, LLCRBC Capital Markets, LLC07-24-2013
Jay Andrew JensenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-17-2010
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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