Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Scott RichmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-26-2015
Alan M CohnWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2010
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Albert John TorregrossaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2510-14-2011
Alicia Coullier BorghiWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10012-03-2010
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-22-2013
Apostolos N. PitsironisWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-30-2012
Arthur Brock SinklerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-07-2012
Barbara Gottschalk WiltshireWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-03-2010
Bradley Bruce ArcherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10006-27-2014
Brainard Henry Warner IVWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-13-2015
Brett Alan ClarkWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-11-2012
Charles Andrew EvansWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-27-2011
Charles Leon EvansWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10005-16-2014
Charles Leroy Wisner IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-02-2009
Christopher Fred CorneliusWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-19-2014
Christopher John CarboneWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10006-27-2014
Christopher Patrick GolesWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-20-2011
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Crystal Lynne BridgforthWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-16-2015
Dale Alexander AshWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-04-2014
Daniel Keith SpeirsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5009-24-2009
Daniel MitchellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-01-2016
Darel Robert GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-16-2015
Darlene Carol McGregorWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-17-2015
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.