Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Louis IglehartLPL Financial LLCRBC Capital Markets, LLC09-17-2020
Thomas Bernard DiasWaddell & ReedRBC Capital Markets, LLC09-04-2020
Elizabeth Louise ZimmerBeacon Pointe Advisors, LLCRBC Capital Markets, LLC08-20-2020
Christine Marquez GehringFidelity Brokerage Services LLCRBC Capital Markets, LLC07-02-2020
Carolyn Bethany HurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2020
Deborah Ann JuranRaymond James Financial Services, Inc.RBC Capital Markets, LLC$10001-30-2020
Melissa Mary Louise PaddockRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-30-2020
Michael Paul LaneFields Wealth ManagementRBC Capital Markets, LLC12-19-2019
Brandon Koichi CalhounLincoln Financial Advisors CorporationRBC Capital Markets, LLC12-04-2019
John Walter Marshall IiiB.B. Graham & Company, Inc.RBC Capital Markets, LLC12-02-2019
Yanick R Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Nathan MuellerMorgan StanleyRBC Capital Markets, LLC10-05-2018
Amir NavabGreat Gable Wealth Management, LLCRBC Capital Markets, LLC08-10-2018
Ricardo RodriguezChasing Value Asset Management, Inc.RBC Capital Markets, LLC08-09-2018
Thomas William SixFirst Republic Securities Company, LLCRBC Capital Markets, LLC08-06-2018
Samuel Kluft KoltunB.B. Graham & Company, Inc.RBC Capital Markets, LLC08-01-2018
Donald Joseph Cianto JrAmeriprise Financial Services, LLCRBC Capital Markets, LLC05-29-2018
David Roger HironsWedbush Securities Inc.RBC Capital Markets, LLC$15005-25-2018
Collin Rigler Eric MontijoRaymond JamesRBC Capital Markets, LLC$18001-09-2018
Dennis Anthony ContrestanoIndependent Financial Group, LLCRBC Capital Markets, LLC$8012-15-2017
Collin Larry RiglerRaymond James & Associates, Inc.RBC Capital Markets, LLC$15012-14-2017
Eric David MontijoRaymond James & Associates, Inc.RBC Capital Markets, LLC$15012-14-2017
Stef CarmichaelFisher InvestmentsRBC Capital Markets, LLC12-12-2017
Jonathan Rob RoyalRoyal Alliance Associates, Inc.RBC Capital Markets, LLC09-12-2017
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.