Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Ricardo RodriguezChasing Value Asset Management, Inc.RBC Capital Markets, LLC08-09-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
David Roger HironsWedbush Securities Inc.RBC Capital Markets, LLC$10005-25-2018
David Leslie NaftzgerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5002-22-2018
Dennis Anthony ContrestanoIndependent Financial Group, LLCRBC Capital Markets, LLC12-15-2017
Collin Larry RiglerRaymond James & Associates, Inc.RBC Capital Markets, LLC12-14-2017
Stef CarmichaelFisher InvestmentsRBC Capital Markets, LLC12-12-2017
Jonathan Rob RoyalRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$2509-12-2017
Jon Ellis VanceRaymond James & Associates, Inc.RBC Capital Markets, LLC06-30-2017
Adam Harris EzrilovAdvantage Wealth AdvisorsRBC Capital Markets, LLC04-13-2017
Curt Mathew BeyerLPL Financial LLCRBC Capital Markets, LLC$5002-03-2017
Susan Lynne YedlickaMorgan StanleyRBC Capital Markets, LLC12-14-2016
Joseph John MamerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10010-27-2016
Robert William VoorheesStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10006-09-2016
Brian Jerold WhinneryLPL Financial LLCRBC Capital Markets, LLC03-31-2016
Mark Douglas Panfil, Aldo LozanoMorgan StanleyRBC Capital Markets, LLC$15003-22-2016
Randall Guy ColomboUBS Financial Services Inc.RBC Capital Markets, LLC$15011-30-2015
Jack Theodore JohnsonWedbush Securities Inc.RBC Capital Markets, LLC$10010-08-2015
Howard Raymond Barkley Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5005-08-2015
Iris MarcovichBBVA Securities Inc.RBC Capital Markets, LLC04-09-2015
Martha Elva RodriguezUBS Financial Services Inc.RBC Capital Markets, LLC$5004-06-2015
Nils Eugene ClarkUBS Financial Services Inc.RBC Capital Markets, LLC$5004-06-2015
Jose Salvador CanoUBS Financial Services Inc.RBC Capital Markets, LLC04-06-2015
Michael Paul CoutreNBC Securities, Inc.RBC Capital Markets, LLC03-02-2015
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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