Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gordon F. JaegerCambridge Investment Research, Inc.RBC Capital Markets, LLC11-05-2009
Gary Robert BurwickMorgan StanleyRBC Capital Markets, LLC$15011-27-2009
Brandon Cavender StoneUBS Financial Services Inc.RBC Capital Markets, LLC$5006-11-2010
Scott Francis MarshallWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15011-08-2010
Jeffrey Marc WalzerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15004-21-2011
Robert J Radli Jr.Raymond James & Associates, Inc.RBC Capital Markets, LLC$5005-26-2011
James R ManisMorgan StanleyRBC Capital Markets, LLC$15008-23-2011
Nathalie Rowlanda JonesMorgan StanleyRBC Capital Markets, LLC09-26-2011
Michael Kent FallentineSummit Brokerage Services, Inc.RBC Capital Markets, LLC$20010-06-2011
Francisco Javier MejiaBeta Capital Securities LLCRBC Capital Markets, LLC05-15-2012
Gaspar Vicente GarciaNewbridge Securities CorporationRBC Capital Markets, LLC$2509-06-2012
David Bruce HolzStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC04-19-2013
Timothy Scott GeorgeAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5005-24-2013
Robert Alfred DennisonMorgan StanleyRBC Capital Markets, LLC$10008-09-2013
Ligia Silva Di NalloMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-26-2014
Dale Alexander AshWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-04-2014
Robert D. AlegriaMorgan StanleyRBC Capital Markets, LLC$10001-12-2015
Lori Ann MonacoMorgan StanleyRBC Capital Markets, LLC$10001-15-2015
Jorge Fabian WabnikMorgan StanleyRBC Capital Markets, LLC01-15-2015
Richard W. EarleMorgan StanleyRBC Capital Markets, LLC01-15-2015
Eduardo Isaac BrenderMorgan StanleyRBC Capital Markets, LLC01-21-2015
Jose EderyMorgan StanleyRBC Capital Markets, LLC01-23-2015
Claudio Costa Martins SimoesMorgan StanleyRBC Capital Markets, LLC01-30-2015
Rodrigo Novo De OliveiraMorgan StanleyRBC Capital Markets, LLC01-30-2015
Juan Andres ZenckAmerant Investments, Inc.RBC Capital Markets, LLC02-24-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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