Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Abrahamson David Gray Raymond James & Associates, Inc.RBC Capital Markets, LLC$41609-16-2020
Kevin Bannister Mark Raney Nevin Cavanaugh Hobie BannisterRaymond James Financial Services, Inc.RBC Capital Markets, LLC$24010-30-2019
Kirk Alan AbrahamsonRaymond James & Associates, Inc.RBC Capital Markets, LLC$25009-16-2020
Michael Glenn Charles RowedderRaymond James & Associates, Inc.RBC Capital Markets, LLC$2509-16-2020
David P GrayRaymond James & Associates, Inc.RBC Capital Markets, LLC$5009-16-2020
Colby Aaron SpannRaymond James & Associates, Inc.RBC Capital Markets, LLC09-16-2020
Karen Eberhart JacksonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5011-11-2019
James Scott HigginsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15010-07-2019
Hulbert Mulock BannisterRaymond James & Associates, Inc.RBC Capital Markets, LLC$10009-05-2019
Mark Allen RaneyRaymond James & Associates, Inc.RBC Capital Markets, LLC$5009-05-2019
Kevin Wood BannisterRaymond James & Associates, Inc.RBC Capital Markets, LLC09-05-2019
Nevin Patrick CavanaughRaymond James & Associates, Inc.RBC Capital Markets, LLC$11309-05-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC06-13-2019
Andrea J PaffTIAA-CREF Individual & Institutional Services, LLCRBC Capital Markets, LLC$15012-06-2018
Gerald Francis BoesenRaymond James & Associates, Inc.RBC Capital Markets, LLC$4509-15-2017
Andrew Jonathan StumboNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC03-09-2017
Christopher Fred CorneliusWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-19-2014
Lisa Ann TesarMorgan StanleyRBC Capital Markets, LLC$10002-02-2012
Kimberly Rae KletschkeStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15001-05-2010
Gregory James McGinnInvestment Planners, Inc.RBC Capital Markets, LLC06-02-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.