Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Peter WysopalMariner Wealth AdvisorsRBC Capital Markets, LLC01-24-2019
Noel Adam CooperWalled Lake Planning & Wealth Management, LLCRBC Capital Markets, LLC01-19-2019
Zachary Harold WaltersWalled Lake Planning & Wealth Management, LLCRBC Capital Markets, LLC01-19-2019
Louis Burton KliegerWalled Lake Planning & Wealth Management, LLCRBC Capital Markets, LLC01-19-2019
Howard Robert KliegerWalled Lake Planning & Wealth Management, LLCRBC Capital Markets, LLC12-07-2018
Amanda Michele GibbAmeriprise Financial Services, LLCRBC Capital Markets, LLC11-20-2018
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC02-12-2018
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15002-10-2017
Mark Andrew WielingaStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15002-10-2017
Scott Forest GlazerB. Riley Wealth ManagementRBC Capital Markets, LLC10-28-2016
Janice ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$9409-30-2016
Janice Anne ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15009-30-2016
Jack CooleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC$7206-03-2016
John James CooleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5006-03-2016
Gerard Andrew DowneyLinden Wealth Management LLCRBC Capital Markets, LLC11-16-2015
David Andrew GaffneyWintrust Investments LLCRBC Capital Markets, LLC$15001-30-2015
James Wilson HirschWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00007-24-2013
Jeffrey Craig SimonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5010-19-2012
Joyce Elaine GuccioneMorgan StanleyRBC Capital Markets, LLC$5007-27-2012
Michelle Golden DuniganBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC02-13-2012
Frank B Gott IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10006-01-2011
Kenneth Joseph HacklWorld Equity Group, Inc.RBC Capital Markets, LLC04-25-2011
Don SharkoLaSalle St Securities, L.L.C.RBC Capital Markets, LLC$5203-25-2011
Donald George SharkoLaSalle St Securities, L.L.C.RBC Capital Markets, LLC03-25-2011
Elizabeth Mindy XilasRappaport Reiches Capital Management,RBC Capital Markets, LLC$10001-26-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.