Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC01-23-2019
Jeffrey Warren DobbelmannAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2508-24-2018
Curtis John PetersonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-30-2017
Theodore John HamlinAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5007-21-2017
Deborah Rosemary JohnstonUBS Financial Services Inc.RBC Capital Markets, LLC$5007-18-2017
Erica Theresa FrantzUBS Financial Services Inc.RBC Capital Markets, LLC07-18-2017
Michele Edna SchwartzRaymond James & Associates, Inc.RBC Capital Markets, LLC01-13-2017
Lauren Michelle BoulwareMorgan StanleyRBC Capital Markets, LLC$10012-14-2016
Christina Marie WetmoreAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-04-2016
Robert Thomas Rae Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC$10009-02-2016
Robert Troy LandgrafRSM US Wealth Management LLCRBC Capital Markets, LLC05-10-2016
Craig Edward PoppRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-13-2016
John C FarniQuantitative Asset Management, LLCRBC Capital Markets, LLC10-22-2015
Angie S. MaloneFarmers Financial Solutions, LLCRBC Capital Markets, LLC07-17-2015
Rheanna Lynn HeddingNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC04-10-2015
Terrence Edward BonkFeltl & CompanyRBC Capital Markets, LLC11-10-2014
Robert Jay BrooksFeltl & CompanyRBC Capital Markets, LLC$2508-01-2014
Patrick Jay MurphyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5006-21-2013
Stephen Roger O'NeillAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-21-2013
Christopher Drake BentleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-11-2013
James Morey HayUBS Financial Services Inc.RBC Capital Markets, LLC05-14-2013
Michael Joseph BakalarsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5010-15-2012
Katy Mclean UzpenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-30-2012
Rahn Stuart LundStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5003-08-2012
Kevin William JohnsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-01-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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