Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wingate Gordon Joyner JrEdward JonesRBC Capital Markets, LLC$15008-26-2016
Robert Louis Stiles JrRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$2503-24-2014
Deidre T CaldwellRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC03-24-2014
Debra Bridges BenjaminNext Financial Group, Inc.RBC Capital Markets, LLC$11110-15-2013
Cheryl Ann SovaAmeriprise Financial Services, LLCRBC Capital Markets, LLC09-13-2013
Christopher Brian DaughtryStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2503-04-2013
Gregory Searcy BucknerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15001-10-2013
Joseph Leach OwenMorgan StanleyRBC Capital Markets, LLC12-09-2011
Michael Eugene ChapmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-21-2011
Deanna Suits ChiltonEdward JonesRBC Capital Markets, LLC$10010-08-2010
Donald Milton Adkins IIEdward JonesRBC Capital Markets, LLC10-08-2010
Michael Bishop Jones JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-25-2010
William Braden BarlowMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-25-2010
Brian DAVID ParrishMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10002-25-2010
Cecil Arthur Creasy JrCapital Investment Group, Inc.RBC Capital Markets, LLC01-20-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.