Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Steven CleffiThe Jeffrey Matthews Financial Group, L.L.C.RBC Capital Markets, LLC$5009-03-2019
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
Boris Aron MirvisThe Jeffrey Matthews Financial Group, L.L.C.RBC Capital Markets, LLC$6808-11-2017
Gary Nicholas SeleckyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10007-31-2017
James Oconnell BarbiAXA Advisors, LLCRBC Capital Markets, LLC03-10-2017
Anthony DemaioThe Jeffrey Matthews Financial Group, L.L.C.RBC Capital Markets, LLC10-03-2016
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$7706-20-2016
Paul GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-05-2016
Daniel Evan GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC03-24-2016
Colin Calvin RathAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2511-27-2015
Thomas William LundonOppenheimer & Co. Inc.RBC Capital Markets, LLC$2509-04-2015
John Michael VolpeStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10006-01-2015
Glenn Henry DaltonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-30-2015
Lawrence BerlinMorgan StanleyRBC Capital Markets, LLC05-10-2013
Harry Scott NeufeldWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-28-2013
Jack Evan WienerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10006-29-2012
Robert Mitchell JaffeRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$15011-09-2011
Martin Benno WelzmullerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2509-28-2011
Christopher James McLaughlinMorgan StanleyRBC Capital Markets, LLC09-23-2011
Stuart Eric MargulisMorgan StanleyRBC Capital Markets, LLC$10007-15-2011
Stephen J CarrioneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC07-15-2011
Stuart G SourifmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-26-2011
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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