Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Todd KahrarAmeriprise Financial Services, LLCRBC Capital Markets, LLC$15012-04-2017
Daniel Joseph VidovichAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10011-29-2017
Paul GordonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-05-2016
Daniel Evan GordonAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-24-2016
Colin Calvin RathAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2511-27-2015
Stephen J CarrioneAmeriprise Financial Services, LLCRBC Capital Markets, LLC07-15-2011
James Oconnell BarbiAXA Advisors, LLCRBC Capital Markets, LLC03-10-2017
John Peter Dealto Jr.Capitol Securities Management, Inc.RBC Capital Markets, LLC01-05-2018
Kimberley Ann MerloFidelity Brokerage Services LLCRBC Capital Markets, LLC08-05-2015
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$2506-20-2016
Bernard August VenturaLPL Financial LLCRBC Capital Markets, LLC$5003-24-2020
David Anthony LucianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-13-2011
Deborah Jean FrazierMorgan StanleyRBC Capital Markets, LLC$5001-26-2016
Lawrence BerlinMorgan StanleyRBC Capital Markets, LLC05-10-2013
Frank David SardanoMorgan StanleyRBC Capital Markets, LLC$5005-03-2013
Neil EinsbruchMorgan StanleyRBC Capital Markets, LLC01-27-2012
Bruce Michael WeinsteinMorgan StanleyRBC Capital Markets, LLC$10009-23-2011
Christopher James McLaughlinMorgan StanleyRBC Capital Markets, LLC09-23-2011
Stuart Eric MargulisMorgan StanleyRBC Capital Markets, LLC$10007-15-2011
Harvey KatzMorgan StanleyRBC Capital Markets, LLC07-01-2010
Lisa Karen HeerwagenMorgan StanleyRBC Capital Markets, LLC$2506-22-2010
Michael James MetzgerMorgan StanleyRBC Capital Markets, LLC$5001-28-2010
Barry Marc GeltzeilerMorgan StanleyRBC Capital Markets, LLC$15001-15-2010
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC06-18-2009
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.