Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patrick OlearyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10001-30-2009
Mitchell Jay SchoenbaumWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50006-17-2009
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Barry Marc GeltzeilerMorgan StanleyRBC Capital Markets, LLC$15001-15-2010
Leslie Charles MelnickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10001-22-2010
Michael James MetzgerMorgan StanleyRBC Capital Markets, LLC$50001-28-2010
Steven Lewis SellmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50004-23-2010
Michael Jay SharenowWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10006-04-2010
John Daron BendokasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50006-17-2010
Lisa Karen HeerwagenMorgan StanleyRBC Capital Markets, LLC$25006-22-2010
Harvey KatzMorgan StanleyRBC Capital Markets, LLC$19807-01-2010
Steven Brian WaxgiserWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10007-30-2010
Robert L FinkleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50007-30-2010
Alan M CohnWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50012-10-2010
Larry Scott PlaxeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50012-10-2010
Jeffrey Marc GraysonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50004-15-2011
Stuart G SourifmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50005-26-2011
Stuart Eric MargulisMorgan StanleyRBC Capital Markets, LLC$10007-15-2011
Stephen J CarrioneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC07-15-2011
David Anthony LucianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10008-13-2011
Bruce Michael WeinsteinMorgan StanleyRBC Capital Markets, LLC$10009-23-2011
Christopher James McLaughlinMorgan StanleyRBC Capital Markets, LLC$50009-23-2011
Martin Benno WelzmullerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$25009-28-2011
Albert John TorregrossaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$25010-14-2011
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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