Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Ann Marie Sobieski BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$7706-20-2016
Anthony DemaioThe Jeffrey Matthews Financial Group, L.L.C.RBC Capital Markets, LLC10-03-2016
Boris Aron MirvisThe Jeffrey Matthews Financial Group, L.L.C.RBC Capital Markets, LLC$6808-11-2017
Christopher James McLaughlinMorgan StanleyRBC Capital Markets, LLC09-23-2011
Colin Calvin RathAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2511-27-2015
Daniel Evan GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC03-24-2016
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
Gary Nicholas SeleckyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10007-31-2017
Glenn Henry DaltonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-30-2015
Harry Scott NeufeldWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-28-2013
Harvey KatzMorgan StanleyRBC Capital Markets, LLC07-01-2010
Jack Evan WienerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10006-29-2012
James Oconnell BarbiAXA Advisors, LLCRBC Capital Markets, LLC03-10-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
John Michael VolpeStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10006-01-2015
Larry Scott PlaxeWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-10-2010
Lawrence BerlinMorgan StanleyRBC Capital Markets, LLC05-10-2013
Leslie Charles MelnickWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1001-22-2010
Martin Benno WelzmullerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2509-28-2011
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC06-18-2009
Paul GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-05-2016
Robert L FinkleWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5007-30-2010
Robert Mitchell JaffeRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$15011-09-2011
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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