Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ellen Mary FicacciMorgan StanleyRBC Capital Markets, LLC09-11-2020
Ira Howard MarkMorgan StanleyRBC Capital Markets, LLC$1,40009-11-2020
Michael J BergerMorgan StanleyRBC Capital Markets, LLC09-11-2020
Jonathan Ross FladellMorgan StanleyRBC Capital Markets, LLC09-11-2020
Stephen Todd WalkerAegis Capital Corp.RBC Capital Markets, LLC07-14-2020
Adam Ross RosenzweigWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15006-26-2020
Richard Glenn LovettWedbush Securities Inc.RBC Capital Markets, LLC$15002-14-2020
Robert Francis TanseyWedbush Securities Inc.RBC Capital Markets, LLC$10001-31-2020
David Stuart RothOppenheimer & Co. Inc.RBC Capital Markets, LLC01-24-2020
Ryan TorgusonHighTower Advisors, LLCRBC Capital Markets, LLC$5001-13-2020
Scott Christopher BolioCitigroup Global Markets Inc.RBC Capital Markets, LLC$15009-04-2019
James Andrew Means IvWilmington Capital Securities, LLCRBC Capital Markets, LLC$11205-31-2019
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
David Walsh Connors JrPurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC06-01-2018
John Gerard TyczynskiAmeriprise Financial Services, LLCRBC Capital Markets, LLC$25002-13-2018
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC10-02-2017
Tracey SchustermanJanney Montgomery Scott LLCRBC Capital Markets, LLC09-26-2017
Jamie I CaceresUBS Financial Services Inc.RBC Capital Markets, LLC06-23-2017
Brandon HaaseRaymond JamesRBC Capital Markets, LLC$9801-20-2017
Brandon Garrett HaaseRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-19-2017
Bruce Harding SearsJanney Montgomery Scott LLCRBC Capital Markets, LLC$15012-20-2016
Richard Webster KiddTrident Partners Ltd.RBC Capital Markets, LLC$5012-05-2016
Evan S MalikMorgan StanleyRBC Capital Markets, LLC$15007-28-2016
Ann Marie BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$5006-20-2016
Dominic VivoloAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5001-15-2016
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.