Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Gerard TyczynskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$25002-13-2018
Dominic VivoloAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$9201-15-2016
Jonathan Keith JaegerCadaret, Grant & Co., Inc.RBC Capital Markets, LLC$5003-09-2012
Steven Marc HeinowitzCitigroup Global Markets Inc.RBC Capital Markets, LLC12-01-2014
Christopher James DobsonFirst Liberties FinancialRBC Capital Markets, LLC$5001-21-2015
Rosa Maria DiazJanney Montgomery Scott LLCRBC Capital Markets, LLC$1810-02-2017
Bruce Harding SearsJanney Montgomery Scott LLCRBC Capital Markets, LLC12-20-2016
Steven A HorylM&T Securities, Inc.RBC Capital Markets, LLC12-27-2010
Ronald Arthur SlevinMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10003-06-2015
Michael William CarlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC05-21-2014
Anthony Michael Recco Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5005-11-2012
Glen Scott ZaintzMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5002-04-2011
Evan Scott MalikMorgan StanleyRBC Capital Markets, LLC$15007-28-2016
Nelson David SpiessMorgan StanleyRBC Capital Markets, LLC$10001-09-2015
Charles Almeida FalcaoMorgan StanleyRBC Capital Markets, LLC01-02-2015
Michael Patrick CreganMorgan StanleyRBC Capital Markets, LLC$10009-04-2013
Gordon Maurice Sommer Jr., George Albert Massaro IIIMorgan StanleyRBC Capital Markets, LLC11-11-2011
Mark Gerard DonohueMorgan StanleyRBC Capital Markets, LLC$10011-04-2011
Steven M PotterMorgan StanleyRBC Capital Markets, LLC11-04-2011
Anthony Edward DacruzMorgan StanleyRBC Capital Markets, LLC$10007-15-2011
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
Omri AmitOppenheimer & Co. Inc.RBC Capital Markets, LLC04-06-2015
Ethan Simeon FingererOppenheimer & Co. Inc.RBC Capital Markets, LLC$10001-30-2015
Eric Brian RosenbergOppenheimer & Co. Inc.RBC Capital Markets, LLC$15006-12-2013
David Walsh Connors Jr.Purshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC06-01-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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