Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul WymanRBC Capital Markets, LLCRBC Capital Markets, LLC$10003-23-2020
Matthew S. LawrenceWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-15-2019
Brian Alden FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5009-03-2019
Kimberly Ann ClarkAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2502-25-2019
Elizabeth Rose BarkerEdward JonesRBC Capital Markets, LLC$3806-28-2018
Kristina Marie GroffEverence Trust CompanyRBC Capital Markets, LLC02-14-2018
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$5011-01-2017
Henry James Faragalli IIIJanney Montgomery Scott LLCRBC Capital Markets, LLC$10009-28-2017
Steven Coleman VictorJanney Montgomery Scott LLCRBC Capital Markets, LLC$10005-01-2017
Lisa W FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-01-2017
Nathaniel Lee Parks Jr.TIAA-CREF Individual & Institutional Services, LLCRBC Capital Markets, LLC$2511-21-2016
Joseph Ralph AbbruzziLPL Financial LLCRBC Capital Markets, LLC$10011-10-2016
Alexander Michael ManciniWin Investing LLCRBC Capital Markets, LLC09-06-2016
Daniel MitchellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-01-2016
Steven Wayne VanceBoenning & Scattergood, Inc.RBC Capital Markets, LLC$408-17-2016
Norman Stanley BatanskyLPL Financial LLCRBC Capital Markets, LLC$2508-02-2016
Paul Joseph DelongisStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10002-24-2016
Robert Matthew BaineyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15002-24-2016
Christine Jennifer ProntockAXA Advisors, LLCRBC Capital Markets, LLC$5011-24-2015
Gregory John DupeeJanney Montgomery Scott LLCRBC Capital Markets, LLC$10008-17-2015
Scott Jeffrey KarpiakJanney Montgomery Scott LLCRBC Capital Markets, LLC$15008-17-2015
William Richard Winkeler Jr.Waldron Private WealthRBC Capital Markets, LLC07-31-2015
Michael Jay BerlinWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-26-2015
Aaron Scott RichmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-26-2015
Timothy Francis O'Donovan Jr.Raymond James & Associates, Inc.RBC Capital Markets, LLC$15009-30-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.