Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Dale BakerAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5704-12-2019
James Bryan BoyntonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10003-29-2019
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5008-24-2018
Duane L. DollarAmeriprise Financial Services, LLCRBC Capital Markets, LLC06-07-2016
Thomas William UhlAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10012-04-2015
Richard Michael BintliffAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2512-04-2015
John Thomas AllisonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10003-17-2012
Larry Wayne MeltonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5012-16-2011
Bruce Philip McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5010-14-2011
Darrell William ReeseAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10007-27-2011
Stephen Daniel RobinsonBB&T Securities, LLCRBC Capital Markets, LLC$10005-06-2016
Steven KennyBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
John Allan PickettCapFinancial Securities, LLC.RBC Capital Markets, LLC06-17-2010
Donald Brian CarpenterCharles Schwab & Co., Inc.RBC Capital Markets, LLC$15007-20-2012
Carlos Eduardo PerezComerica SecuritiesRBC Capital Markets, LLC06-14-2017
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
Lisa A. SchonefeldFirst Dallas Securities IncorporatedRBC Capital Markets, LLC01-17-2014
Bruce Coleman RichardsonGlass Wealth Management Co.RBC Capital Markets, LLC02-17-2010
John Michael DunnHilltop Securities Independent Network Inc.RBC Capital Markets, LLC$5009-09-2010
Craig Lawrence CaudleII Technology, LLCRBC Capital Markets, LLC09-07-2018
Dennis Brock AshbyIMS Securities, Inc.RBC Capital Markets, LLC$5011-09-2009
Claire A. ShawJ.P. Morgan Securities LLCRBC Capital Markets, LLC02-01-2013
Robert Brian CordiakJ.P. Morgan Securities LLCRBC Capital Markets, LLC$15005-15-2009
James Roger BresnahanJB Wealth Management LLCRBC Capital Markets, LLC06-14-2010
Robert Daniel ShafferKestra Investment Services, LLCRBC Capital Markets, LLC$5005-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.