Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
James Bryan BoyntonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10003-29-2019
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
Duane L. DollarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-07-2016
Thomas William UhlAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10012-04-2015
Richard Michael BintliffAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2512-04-2015
Larry Wayne MeltonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-16-2011
Bruce Philip McGaughAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5010-14-2011
Stephen Daniel RobinsonBB&T Securities, LLCRBC Capital Markets, LLC$10005-06-2016
Steven KennyBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
John Michael DunnHilltop Securities Independent Network Inc.RBC Capital Markets, LLC$5009-09-2010
James Roger BresnahanJB Wealth Management LLCRBC Capital Markets, LLC06-14-2010
Teresa Michele CastilloLPL Financial LLCRBC Capital Markets, LLC03-17-2017
Sarah Lynn PaisLPL Financial LLCRBC Capital Markets, LLC09-04-2015
Kelly Perkins RigasLPL Financial LLCRBC Capital Markets, LLC$10005-30-2012
Daniel K. BlecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$1008-14-2015
Timothy Alan GamsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-10-2014
Edward Nathan Glenn, Pamela Ann StaplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-15-2013
Emory Alvin Ragsdale, Lynde Marie JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5011-16-2012
Wade Barkley MyattMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$2511-16-2012
Raymond Jay SinkiewiczMorgan StanleyRBC Capital Markets, LLC$10003-07-2014
Daniel Gustav CroonquistMorgan StanleyRBC Capital Markets, LLC12-12-2013
Robert Adams LeachMorgan StanleyRBC Capital Markets, LLC$5003-06-2013
William Vincent SwisherMorgan StanleyRBC Capital Markets, LLC$10005-10-2012
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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