Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Dale BakerAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5704-12-2019
Bruce McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10010-20-2011
Bruce Philip McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$8710-14-2011
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$24008-24-2018
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5008-24-2018
Christel Lee WalkerNavigo Wealth Management, LLCRBC Capital Markets, LLC04-28-2016
Craig Lawrence CaudleII Technology, LLCRBC Capital Markets, LLC09-07-2018
Craig P ConserWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10010-14-2011
Daniel Gustav CroonquistMorgan StanleyRBC Capital Markets, LLC12-12-2013
Daniel K BlecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5008-14-2015
Donald Brian CarpenterCharles Schwab & Co., Inc.RBC Capital Markets, LLC$15007-20-2012
Donna Kay Luna-HernandezRaymond James Financial Services, Inc.RBC Capital Markets, LLC06-14-2012
Duane L DollarAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2506-07-2016
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
Edward Glenn Pamela StaplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$30002-15-2013
Edward Nathan GlennMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-15-2013
Emory Alvin RagsdaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC11-16-2012
Emory Ragsdale Wade Myatt Lynde JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$15211-16-2012
Erica Rhea PisciottaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-29-2015
Gayle Ann TerryUSCA Securities LLCRBC Capital Markets, LLC$2511-10-2017
Hugh Foster HamiltonMorgan StanleyRBC Capital Markets, LLC$15009-29-2011
James Bryan BoyntonAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-29-2019
James Roger BresnahanJB Wealth Management LLCRBC Capital Markets, LLC06-14-2010
Janie Latrelle McConnellRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC06-09-2015
Jason Anton BednarzProspera Financial Services, Inc.RBC Capital Markets, LLC10-30-2009
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.