Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randolph Robin PriceSteward Partners Investment Advisory, LLCRBC Capital Markets, LLC03-22-2018
Teresa Michele CastilloLPL Financial LLCRBC Capital Markets, LLC03-17-2017
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
Duane L. DollarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-07-2016
Steven KennyBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
Christel Lee WalkerNavigo Wealth Management, LLCRBC Capital Markets, LLC04-28-2016
Sarah Lynn PaisLPL Financial LLCRBC Capital Markets, LLC09-04-2015
Erica Rhea PisciottaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-29-2015
Timothy Alan GamsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-10-2014
Daniel Gustav CroonquistMorgan StanleyRBC Capital Markets, LLC12-12-2013
Edward Nathan Glenn, Pamela Ann StaplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-15-2013
Edward Allen MoodyStephensRBC Capital Markets, LLC11-12-2012
Donna Kay Luna-HernandezRaymond James Financial Services, Inc.RBC Capital Markets, LLC06-14-2012
Jay Kurt BrownWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-20-2011
Larry Wayne MeltonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-16-2011
Karen Marie JankowskiMorgan StanleyRBC Capital Markets, LLC11-18-2011
Joseph Rice Neuhaus Jr.Morgan StanleyRBC Capital Markets, LLC11-18-2011
Jason Stokes GrigsbyRaymond James Financial Services, Inc.RBC Capital Markets, LLC07-29-2011
Randall Craig SuttonMorgan StanleyRBC Capital Markets, LLC06-16-2011
James Roger BresnahanJB Wealth Management LLCRBC Capital Markets, LLC06-14-2010
Jason Anton BednarzProspera Financial Services, Inc.RBC Capital Markets, LLC10-30-2009
Daniel K. BlecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$1008-14-2015
Gayle Ann TerryUSCA Securities LLCRBC Capital Markets, LLC$2511-10-2017
Richard Michael BintliffAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2512-04-2015
Wade Barkley MyattMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$2511-16-2012
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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