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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Basil VetasAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Brianne Mae AuneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Ronald Noel MasonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5008-23-2018
Patrick Allen PorterAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5001-20-2017
Wallace Evan Beck Jr.Ameriprise Financial Services, LLCRBC Capital Markets, LLC$5008-23-2013
Rod R CushingCambria Capital, LLCRBC Capital Markets, LLC$5002-01-2010
Eddie Carter Barber Jr.Kestra Investment Services, LLCRBC Capital Markets, LLC11-07-2014
Russell W. ToblerKestra Investment Services, LLCRBC Capital Markets, LLC$5011-07-2014
Todd Nicholas AdamsKestra Investment Services, LLCRBC Capital Markets, LLC$10008-01-2014
Craig Louis MartucciKestra Investment Services, LLCRBC Capital Markets, LLC08-01-2014
Sterling Max HansonUBS Financial Services Inc.RBC Capital Markets, LLC$2509-07-2012
Jeffrey Glen SmithWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5009-03-2015
Robert Stephen CheneyWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10007-10-2013
Bradley Taylor MillerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5007-10-2013
Jay Andrew JensenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-17-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.