Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Andrew Mc GaugheyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5001-11-2012
Mario GabaldaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-17-2010
Richard Carmine Cioffi Jr.Capitol Securities Management, Inc.RBC Capital Markets, LLC$2503-09-2017
Michael Clarke DentonDavenport & Company LLCRBC Capital Markets, LLC06-22-2018
Christopher Warren LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-12-2012
Ethan David LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC10-12-2012
George Frederick LeamnsonLeamnson Capital Advisory, LLCRBC Capital Markets, LLC05-05-2011
Justin James HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$15005-13-2016
Everette Maurice Hardee IIIOppenheimer & Co. Inc.RBC Capital Markets, LLC$5005-11-2012
James William Coburn Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC05-11-2012
Warren Ellwood Rowe Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC$5003-11-2011
Kendall Dunn AveryOppenheimer & Co. Inc.RBC Capital Markets, LLC$2503-11-2011
John Mcwane DiromOppenheimer & Co. Inc.RBC Capital Markets, LLC$2503-11-2011
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$2511-16-2011
Darel Robert GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-16-2015
Crystal Lynne BridgforthWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-16-2015

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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