Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas YerkesWoodbury Financial Services, Inc.RBC Capital Markets, LLC$15009-07-2018
Susan Marie SykesMorgan StanleyRBC Capital Markets, LLC$5003-10-2017
Philip Thornton GeyganWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5009-27-2016
Andrew Stuart BoydLPL Financial LLCRBC Capital Markets, LLC$5008-26-2016
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Darin John SchubringAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1004-04-2014
Evan Andrew NelsonOrgel Wealth Management, LLCRBC Capital Markets, LLC01-22-2014
Peter John AtkinsonOrgel Wealth Management, LLCRBC Capital Markets, LLC10-11-2013
Samir A MurtyOrgel Wealth Management, LLCRBC Capital Markets, LLC10-11-2013
Charles Jackson Shoemaker Jr.Raymond James Financial Services, Inc.RBC Capital Markets, LLC$15009-13-2013
Jacquelyn Elizabeth RizzoRaymond James Financial Services, Inc.RBC Capital Markets, LLC$5009-13-2013
Michael Lee SchrankPackerland Brokerage Services, Inc.RBC Capital Markets, LLC$5007-09-2012
John George PersaLPL Financial LLCRBC Capital Markets, LLC12-20-2011
Janet Lynn GanongLPL Financial LLCRBC Capital Markets, LLC12-20-2011
Robert Allison KieckheferLPL Financial LLCRBC Capital Markets, LLC12-20-2011
Jacquelyn Lee NiedermeierRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC04-29-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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