Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruth KitzmannRaymond James & Associates, Inc.RBC Capital Markets, LLC$12708-20-2019
Ruth Zambo KitzmannRaymond James & Associates, Inc.RBC Capital Markets, LLC$2508-20-2019
William Caine SchlofmanRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC08-09-2019
Joseph Michael LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$7208-09-2019
Anna Clarette NJie-KonteDare To Dream Financial PlanningRBC Capital Markets, LLC08-09-2019
Vincent George LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
Dawn Inez CastroStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-30-2019
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15007-29-2019
Keith Ronald DavisAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5007-26-2019
Hal Tearse Nicole WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$12507-24-2019
Harold Horton Tearse IiiRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10007-24-2019
Nicole Elizabeth WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC07-24-2019
Abraham M GlaserLPL Financial LLCRBC Capital Markets, LLC07-15-2019
Janelle Marie LewisRaymond James Financial Services, Inc.RBC Capital Markets, LLC07-03-2019
Larry Wayne OsaRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$5006-21-2019
Mark Alan GallinattiStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC06-13-2019
James Andrew Means IvWilmington Capital Securities, LLCRBC Capital Markets, LLC$11205-31-2019
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
Daniel Robert CamposSecurities America, Inc.RBC Capital Markets, LLC05-13-2019
Jennifer Lynn KeelerCharles Schwab & Co., Inc.RBC Capital Markets, LLC05-13-2019
Yanick R Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.