Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hal Tearse, Nicole WrightRobert W. Baird & Co.RBC Wealth Management$12507-24-2019
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
Ron MasonAmeriprise FinancialRBC Wealth Management$7008-23-2018
Michael TrinenRaymond JamesRBC Wealth Management$18207-09-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
John DeAltoCapitol SecuritiesRBC Wealth Management$37501-05-2018
Todd KrempaskyWells Fargo AdvisorsRBC Wealth Management$11208-24-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
William KoriathStifel Nicolaus & Co.RBC Wealth Management$6007-11-2017
Steve Victor, Lisa FourakerJanney Montgomery ScottRBC Wealth Management$8705-01-2017
Mark Wielinga, Rosario PetrizzoStifel Nicolaus & Co.RBC Wealth Management$18002-13-2017
Curt BeyerLPL FinancialRBC Wealth Management$9502-03-2017
Brandon HaaseRaymond JamesRBC Wealth Management$9801-20-2017
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
Joseph MamerStifel Nicolaus & Co.RBC Wealth Management$9610-27-2016
Janice ReillyStifel Nicolaus & Co.RBC Wealth Management$9409-30-2016
Robert StreedAmeriprise FinancialRBC Wealth Management$7608-26-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Christopher Detmer, Aaron BrachmanRaymond JamesRBC Wealth Management$35005-25-2016
Hans UnderdahlJanney Montgomery ScottRBC Wealth Management$9305-04-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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