Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Ron MasonAmeriprise FinancialRBC Wealth Management$7008-23-2018
Michael TrinenRaymond JamesRBC Wealth Management$18207-09-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
John DeAltoCapitol SecuritiesRBC Wealth Management$37501-05-2018
Todd KrempaskyWells Fargo AdvisorsRBC Wealth Management$11208-24-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
William KoriathStifel Nicolaus & Co.RBC Wealth Management$6007-11-2017
Steve Victor, Lisa FourakerJanney Montgomery ScottRBC Wealth Management$8705-01-2017
Mark Wielinga, Rosario PetrizzoStifel Nicolaus & Co.RBC Wealth Management$18002-13-2017
Curt BeyerLPL FinancialRBC Wealth Management$9502-03-2017
Brandon HaaseRaymond JamesRBC Wealth Management$9801-20-2017
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
Joseph MamerStifel Nicolaus & Co.RBC Wealth Management$9610-27-2016
Janice ReillyStifel Nicolaus & Co.RBC Wealth Management$9409-30-2016
Robert StreedAmeriprise FinancialRBC Wealth Management$7608-26-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Christopher Detmer, Aaron BrachmanRaymond JamesRBC Wealth Management$35005-25-2016
Hans UnderdahlJanney Montgomery ScottRBC Wealth Management$9305-04-2016
Gregory Van KesterenLPL FinancialRBC Wealth Management$6001-08-2016
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Showing 1 to 25 of 65 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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