Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Spence & TeamUBS Financial ServicesRBC Wealth Management$40004-16-2009
Robert Wilson, Tami WarrFusion Analytics Investment PartnersRBC Wealth Management$6002-01-2010
Steven SellmanWells Fargo AdvisorsRBC Wealth Management$13305-17-2010
John A. Pickett, Jack Pratt, Roberta KayattaCapTrust Financial AdvisorsRBC Wealth Management$806-08-2010
Michael SharenowWells Fargo AdvisorsRBC Wealth Management$23506-23-2010
Raymond HayesWells Fargo AdvisorsRBC Wealth Management$32506-23-2010
Kenneth Jobes, Jonathan SoloRaymond JamesRBC Wealth Management$15001-13-2011
Don SharkoLaSalle St. SecuritiesRBC Wealth Management$5203-25-2011
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
Robert C. Batick, JrWestport Capital MarketsRBC Wealth Management$8006-13-2011
Robert Batick, Jr.Westport Capital MarketsRBC Wealth Management$8006-17-2011
Jonathan LakeMorgan Stanley Wealth ManagementRBC Wealth Management09-13-2011
The Gift Hamilton TeamMorgan Stanley Wealth ManagementRBC Wealth Management$25910-04-2011
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
Mark DonohueMorgan Stanley Wealth ManagementRBC Wealth Management$70011-15-2011
Joseph Neuhaus, Karen JankowskiMorgan Stanley Wealth ManagementRBC Wealth Management$28411-22-2011
Larry SchnaidUBS Financial ServicesRBC Wealth Management03-08-2012
James Gibbons, Stephen MarohlWells Fargo AdvisorsRBC Wealth Management$9204-19-2012
Robert Hart, Thomas Tonkovich Wells Fargo AdvisorsRBC Wealth Management$10709-15-2012
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15211-16-2012
Edward Glenn, Pamela StaplesBank of America Merrill LynchRBC Wealth Management$30002-15-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12505-24-2013
John Goles, Steven DeBoyJanney Montgomery ScottRBC Wealth Management$17511-07-2013
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-03-2014
David W. Davies, Jill C. Miller, Kristen A. KetchumBenjamin F. Edwards & Co.RBC Wealth Management01-10-2014
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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