Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon HaaseRaymond JamesRBC Wealth Management$9801-20-2017
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Chris Carbone, Bill BrucatoWells Fargo AdvisorsRBC Wealth Management$16006-27-2014
Christopher Detmer, Aaron BrachmanRaymond JamesRBC Wealth Management$35005-25-2016
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15008-29-2014
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Curt BeyerLPL FinancialRBC Wealth Management$9502-03-2017
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
David W. Davies, Jill C. Miller, Kristen A. KetchumBenjamin F. Edwards & Co.RBC Wealth Management01-10-2014
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
Don SharkoLaSalle St. SecuritiesRBC Wealth Management$5203-25-2011
Edward Glenn, Pamela StaplesBank of America Merrill LynchRBC Wealth Management$30002-15-2013
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15211-16-2012
Francis RocheRobert W. Baird & Co.RBC Wealth Management03-17-2014
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Gregory Van KesterenLPL FinancialRBC Wealth Management$6001-08-2016
Hans UnderdahlJanney Montgomery ScottRBC Wealth Management$9305-04-2016
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management04-01-2015
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
James Gibbons, Stephen MarohlWells Fargo AdvisorsRBC Wealth Management$9204-19-2012
Janice ReillyStifel Nicolaus & Co.RBC Wealth Management$9409-30-2016
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
John A. Pickett, Jack Pratt, Roberta KayattaCapTrust Financial AdvisorsRBC Wealth Management$806-08-2010
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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