Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter LightLPL FinancialRBC Wealth Management$5512-16-2015
Peter WeilLPL FinancialRBC Wealth Management$13009-11-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management04-01-2015
Michael Berlin, Scott RichmanWells Fargo AdvisorsRBC Wealth Management$13803-26-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-06-2015
Katherine Traver, Michael L. GardnerRaymond JamesRBC Wealth Management$18510-03-2014
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15008-29-2014
Leonard SykesWaddell and ReedRBC Wealth Management$5507-29-2014
Chris Carbone, Bill BrucatoWells Fargo AdvisorsRBC Wealth Management$16006-27-2014
Monty G. ReedyRobert W. Baird & Co.RBC Wealth Management$13006-18-2014
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10005-23-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management03-17-2014
Ross AnderleSapient Private Wealth ManagementRBC Wealth Management$10002-18-2014
David W. Davies, Jill C. Miller, Kristen A. KetchumBenjamin F. Edwards & Co.RBC Wealth Management01-10-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-03-2014
John Goles, Steven DeBoyJanney Montgomery ScottRBC Wealth Management$17511-07-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12505-24-2013
Edward Glenn, Pamela StaplesBank of America Merrill LynchRBC Wealth Management$30002-15-2013
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15211-16-2012
Robert Hart, Thomas Tonkovich Wells Fargo AdvisorsRBC Wealth Management$10709-15-2012
James Gibbons, Stephen MarohlWells Fargo AdvisorsRBC Wealth Management$9204-19-2012
Larry SchnaidUBS Financial ServicesRBC Wealth Management03-08-2012
Joseph Neuhaus, Karen JankowskiMorgan Stanley Wealth ManagementRBC Wealth Management$28411-22-2011
Mark DonohueMorgan Stanley Wealth ManagementRBC Wealth Management$70011-15-2011
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
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Showing 26 to 50 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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