Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Remson, Brian Davis Credent WealthRaymond James$10002-12-2019
Aaron FryeHilliard LyonsRaymond James$5511-13-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Fred RossStifel Nicolaus & Co.Raymond James$6411-12-2018
Lynn Faust, Michael FaustStifel Nicolaus & Co.Raymond James$28511-12-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-02-2018
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Tom QuirkLPL FinancialRaymond James$20010-30-2018
Tom LaPorte, Bryan Bertucci, Von HallauerStifel Nicolaus & Co.Raymond James$23409-25-2018
Josh LordStifel Nicolaus & Co.Raymond James$6209-04-2018
Randy MacNeillAmeriprise FinancialRaymond James$10507-24-2018
Matthew DavidsonSnowden Lane PartnersRaymond James$6007-10-2018
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
Matthew Buikema, Michael Oursler, Travis MorseJanney Montgomery ScottRaymond James$20003-05-2018
Matthew Buikema, Michael Oursler, Travis MorseRaymond JamesRaymond James$20003-02-2018
Richard MitchenHD Vest Investment ServicesRaymond James$24002-28-2018
Scott Horowitz, Shelly DeLucasJanney Montgomery ScottRaymond James$10001-18-2018
Becky VittumLPL FinancialRaymond James$6011-29-2017
Jose Gabriel Lopez, Misael LugoAmeriprise FinancialRaymond James$12411-10-2017
Fady C. MaghakJanney Montgomery ScottRaymond James$20009-22-2017
Erin Wynn Masters, Galin Wynn CristAmeriprise FinancialRaymond James$14109-22-2017
Jeffrey JacksonJanney Montgomery ScottRaymond James$10608-01-2017
Steven Higgins, Allison SchmidtLPL FinancialRaymond James$6605-26-2017
Charles WhiteAmeriprise FinancialRaymond James$11705-18-2017
Mark Kopkin, Scott EnglehardtStifel Nicolaus & Co.Raymond James$16005-04-2017
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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