Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James SaxeSummit Brokerage Services, Inc.Raymond James$3211-09-2009
Randy Neumann AssociatesMorristown Financial GroupRaymond James$8004-19-2010
Jon AlinSummit Brokerage Services, Inc.Raymond James$8806-30-2010
Mike PiershaleTriad Advisors LLCRaymond James$15004-29-2011
Ian JamesSummit Brokerage Services, Inc.Raymond James$6510-04-2011
Jim Weil Craig Richart Jeff Toner Steve MerdingerPershing LLCRaymond James$55010-06-2011
Dan DijakAmeriprise Financial Services, LLCRaymond James$8102-02-2012
Randy KeethWells Fargo Clearing Services, LLCRaymond James$20003-02-2012
Tom ShoupMorgan StanleyRaymond James$30005-11-2012
Don C Reynolds IIRBC Capital Markets, LLCRaymond James$10005-17-2012
Paul Klehr Josh QuailStifel, Nicolaus & Company, IncorporatedRaymond James$5505-23-2012
Jason L SteeleProspera Financial Services, Inc.Raymond James$7505-24-2012
Matthew FranklinSecurities Service Network, LLCRaymond James$5606-05-2012
Susan Pearlman Gregory KennedySummit Brokerage Services, Inc.Raymond James$6007-20-2012
Ty Bernicke Barry BernickeTriad Advisors LLCRaymond James$25010-15-2012
Cheryl YoungMorgan StanleyRaymond James$22110-26-2012
Cynthia M Boyle D Jordan Josey John N BoyleWells Fargo Clearing Services, LLCRaymond James$12502-15-2013
Sean M MirandaHilliard LyonsRaymond James$10005-01-2013
Steven J SmithHilliard LyonsRaymond James$10005-01-2013
Christine FranksAmeriprise Financial Services, LLCRaymond James$8106-28-2013
Frank Marano Donald MaranoMorgan StanleyRaymond James$10008-22-2013
Stanley CrisciRBC Capital Markets, LLCRaymond James$14009-03-2013
Gary Englund Steve OvertonMorgan StanleyRaymond James$10009-12-2013
Matthew H FullerGirard Securities, Inc.Raymond James$10511-04-2013
Scott PyleProspera Financial Services, Inc.Raymond James$10011-06-2013
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.