Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
Randy Neumann & AssociatesMorristown Financial GroupRaymond James$8004-19-2010
Jon AlinSummit Brokerage ServicesRaymond James$8806-30-2010
Mike PiershaleTriad AdvisorsRaymond James$15004-29-2011
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
Jim Weil, Craig Richart, Jeff Toner,, Steve MerdingerPershingRaymond James$55010-06-2011
Dan DijakAmeriprise FinancialRaymond James$8102-02-2012
Randy KeethWells Fargo AdvisorsRaymond James$20003-02-2012
Tom ShoupMorgan Stanley Wealth ManagementRaymond James$30005-11-2012
Don C. Reynolds IIRBC Wealth ManagementRaymond James$10005-17-2012
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5505-23-2012
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Matthew FranklinSecurities Service NetworkRaymond James$5606-05-2012
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6007-20-2012
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-15-2012
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-26-2012
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12502-15-2013
Sean M. MirandaHilliard LyonsRaymond James$10005-01-2013
Steven J. SmithHilliard LyonsRaymond James$10005-01-2013
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10008-22-2013
Stanley CrisciRBC Wealth ManagementRaymond James$14009-03-2013
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-12-2013
Matthew H. FullerGirard SecuritiesRaymond James$10511-04-2013
Scott PyleProspera Financial ServicesRaymond James$10011-06-2013
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.