Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron FryeHilliard LyonsRaymond James$5511-13-2018
Anthony Trigona, Lawrence StateAmeriprise FinancialRaymond James$15002-17-2017
Becky VittumLPL FinancialRaymond James$6011-29-2017
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Brian Remson, Brian Davis Credent WealthRaymond James$10002-12-2019
Caroline KorteLPL FinancialRaymond James$8405-16-2016
Charles WhiteAmeriprise FinancialRaymond James$11705-18-2017
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-26-2012
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12502-15-2013
D. Paterson CopeProspera Financial ServicesRaymond James$6004-17-2015
Dan DijakAmeriprise FinancialRaymond James$8102-02-2012
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
David DitzelAmeriprise FinancialRaymond James$7206-29-2016
Don C. Reynolds IIRBC Wealth ManagementRaymond James$10005-17-2012
Erin Wynn Masters, Galin Wynn CristAmeriprise FinancialRaymond James$14109-22-2017
Fady C. MaghakJanney Montgomery ScottRaymond James$20009-22-2017
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10008-22-2013
Frank MartinLPL FinancialRaymond James$7001-29-2016
Fred RossStifel Nicolaus & Co.Raymond James$6411-12-2018
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-12-2013
Geoffrey GatlinWells Fargo AdvisorsRaymond James$16902-18-2016
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Next Page »

Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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