Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael SchipperRBC Capital Markets, LLCRaymond James02-19-2016
James SaxeSummit Brokerage Services, Inc.Raymond James$3211-09-2009
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James$3311-01-2018
Helen Von Dolteren-FournierAmeriprise Financial Services, LLCRaymond James$5308-23-2019
Bob RubarthStifel, Nicolaus & Company, IncorporatedRaymond James$5411-12-2018
Paul Klehr Josh QuailStifel, Nicolaus & Company, IncorporatedRaymond James$5505-23-2012
Aaron FryeHilliard LyonsRaymond James$5511-13-2018
Matthew FranklinSecurities Service Network, LLCRaymond James$5606-05-2012
Becky VittumLPL Financial LLCRaymond James$6011-29-2017
D Paterson CopeProspera Financial Services, Inc.Raymond James$6004-17-2015
Susan Pearlman Gregory KennedySummit Brokerage Services, Inc.Raymond James$6007-20-2012
Matthew DavidsonSnowden Lane PartnersRaymond James$6007-10-2018
Josh LordStifel, Nicolaus & Company, IncorporatedRaymond James$6209-04-2018
Fred RossStifel, Nicolaus & Company, IncorporatedRaymond James$6411-12-2018
Ian JamesSummit Brokerage Services, Inc.Raymond James$6510-04-2011
Steven Higgins Allison SchmidtLPL Financial LLCRaymond James$6605-26-2017
Frank MartinLPL Financial LLCRaymond James$7001-29-2016
David DitzelAmeriprise Financial Services, LLCRaymond James$7206-29-2016
Jason L SteeleProspera Financial Services, Inc.Raymond James$7505-24-2012
Randy Neumann AssociatesMorristown Financial GroupRaymond James$8004-19-2010
Christine FranksAmeriprise Financial Services, LLCRaymond James$8106-28-2013
Dan DijakAmeriprise Financial Services, LLCRaymond James$8102-02-2012
Caroline KorteLPL Financial LLCRaymond James$8405-16-2016
Scottie TraylorLPL Financial LLCRaymond James$8512-01-2016
John CrookProspera Financial Services, Inc.Raymond James$8508-05-2015
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.