Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael SchipperRBC Wealth ManagementRaymond James02-19-2016
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Aaron FryeHilliard LyonsRaymond James$5511-13-2018
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5505-23-2012
Matthew FranklinSecurities Service NetworkRaymond James$5606-05-2012
Matthew DavidsonSnowden Lane PartnersRaymond James$6007-10-2018
Becky VittumLPL FinancialRaymond James$6011-29-2017
D. Paterson CopeProspera Financial ServicesRaymond James$6004-17-2015
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6007-20-2012
Josh LordStifel Nicolaus & Co.Raymond James$6209-04-2018
Fred RossStifel Nicolaus & Co.Raymond James$6411-12-2018
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
Steven Higgins, Allison SchmidtLPL FinancialRaymond James$6605-26-2017
Frank MartinLPL FinancialRaymond James$7001-29-2016
David DitzelAmeriprise FinancialRaymond James$7206-29-2016
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Randy Neumann & AssociatesMorristown Financial GroupRaymond James$8004-19-2010
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Dan DijakAmeriprise FinancialRaymond James$8102-02-2012
Caroline KorteLPL FinancialRaymond James$8405-16-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
John CrookProspera Financial ServicesRaymond James$8508-05-2015
Jon AlinSummit Brokerage ServicesRaymond James$8806-30-2010
Next Page »

Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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