Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10008-22-2013
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Sean M. MirandaHilliard LyonsRaymond James$10005-01-2013
Steven J. SmithHilliard LyonsRaymond James$10005-01-2013
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12502-15-2013
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-26-2012
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-15-2012
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6007-20-2012
Matthew FranklinSecurities Service NetworkRaymond James$5606-05-2012
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5505-23-2012
Don C. Reynolds IIRBC Wealth ManagementRaymond James$10005-17-2012
Tom ShoupMorgan Stanley Wealth ManagementRaymond James$30005-11-2012
Randy KeethWells Fargo AdvisorsRaymond James$20003-02-2012
Dan DijakAmeriprise FinancialRaymond James$8102-02-2012
Jim Weil, Craig Richart, Jeff Toner,, Steve MerdingerPershingRaymond James$55010-06-2011
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
Mike PiershaleTriad AdvisorsRaymond James$15004-29-2011
Jon AlinSummit Brokerage ServicesRaymond James$8806-30-2010
Randy Neumann & AssociatesMorristown Financial GroupRaymond James$8004-19-2010
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
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Showing 51 to 71 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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