Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$2,90011-13-2015
David S. Loeb Jr., Edward (Ted) Fernberger Jr., Jim Fernberger, Alex Fernberger, Donna Dembeck, Jean SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$1,30003-01-2016
Harry Wall, Marc Young, Timothy A. Campisano, Brent A. CarltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$85302-28-2012
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark OMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$53511-17-2014
C. Kemper Wharton, M. Todd OneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$50006-19-2017
George D. Ewins, Richard J. Kowalski, Theresa SwettMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$44011-28-2016
Michael Jeppson, Angie DusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$40005-02-2017
David Anderson, and George HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$40004-19-2017
David Holwadel, Jeffrey Thompson, Yvette BushMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$40006-01-2015
Gail GiclasMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$37707-27-2017
Steve Saylor, Matt Moreman, Jason HeatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$37001-04-2016
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$35003-21-2017
Michael SauerbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$32504-07-2016
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$30001-03-2018
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$30011-08-2016
Peter Loncar, Brent SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$30011-18-2015
Kyle GearhartMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$30012-19-2013
Jeffery Tomaszewski, Gary A. RigbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$28002-28-2014
Glen D. Smith, Robert L. CaseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$26212-27-2017
Robert Krebs, Brian Pennell, Jennifer Duffy, Sandra PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$25012-20-2011
Gary Cook, Kristina Daniel, Beth DeckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$24005-25-2017
David Patton, Miles OMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$23508-20-2018
Jon DaytonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$23002-19-2019
Arthur SpringerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$23012-08-2017
David Lum, Michael Piazza, Theresa McMastersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$22003-15-2017
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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