Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bob RubarthStifel, Nicolaus & Company, IncorporatedRaymond James$5411-12-2018
Fred RossStifel, Nicolaus & Company, IncorporatedRaymond James$6411-12-2018
Josh LordStifel, Nicolaus & Company, IncorporatedRaymond James$6209-04-2018
Lynn Faust, Michael FaustStifel, Nicolaus & Company, IncorporatedRaymond James$28511-12-2018
Mark Kopkin, Scott EnglehardtStifel, Nicolaus & Company, IncorporatedRaymond James$16005-04-2017
Paul Klehr, Josh QuailStifel, Nicolaus & Company, IncorporatedRaymond James$5505-23-2012
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James$3311-01-2018
Richard "Dick" McGalliard, John McHale, Ryan Stewart, Robert ChaninStifel, Nicolaus & Company, IncorporatedRaymond James$49006-17-2014
Tom LaPorte, Bryan Bertucci, Von HallauerStifel, Nicolaus & Company, IncorporatedRaymond James$23409-25-2018

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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