Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Biermann, Steve BiermannWells Fargo AdvisorsRaymond James$10002-23-2010
Steve Jones, Seth GundersonWells Fargo AdvisorsRaymond James$14008-06-2010
Tony Noisom, Chris MusinoWells Fargo AdvisorsRaymond James$8710-04-2010
Michael ShortWells Fargo AdvisorsRaymond James$21610-25-2011
John M. FaganWells Fargo AdvisorsRaymond James$20611-29-2011
Arthur Finkelberg, Butch McKenzie, Jr,Wells Fargo AdvisorsRaymond James$39312-27-2011
James A. Schmidt, Bernice "Bernie" MurffWells Fargo AdvisorsRaymond James$9001-05-2012
John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew FentressWells Fargo AdvisorsRaymond James$47704-05-2012
Mark W. TeedWells Fargo AdvisorsRaymond James$22509-14-2012
Carolyn S. Meakem, Traci Meakem RichmondWells Fargo AdvisorsRaymond James$20009-24-2012
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyWells Fargo AdvisorsRaymond James$25009-03-2013
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeWells Fargo AdvisorsRaymond James$21009-27-2013
Doug Noble, Greg Bowden, Rod DahlWells Fargo AdvisorsRaymond James$22010-31-2013
David Rodrigo, Jason GoldbergWells Fargo AdvisorsRaymond James$10111-15-2013
Luke Kuchenberg, Tyson RayWells Fargo AdvisorsRaymond James$22001-17-2014
Ann B. Fleming, Thomas E. TurnbaughWells Fargo AdvisorsRaymond James$14001-17-2014
David Neunuebel, Lisa BarrantesWells Fargo AdvisorsRaymond James$8004-11-2014
Robert A. Leggett, James B. Tharin, Clint W. SorensonWells Fargo AdvisorsRaymond James$20005-14-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownWells Fargo AdvisorsRaymond James05-16-2014
Robert A. ClaysonWells Fargo AdvisorsRaymond James$11506-20-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiWells Fargo AdvisorsRaymond James$17006-23-2014
Christopher Fluehr, Jason MamalisWells Fargo AdvisorsRaymond James$20007-18-2014
Erwin Bry, Terry Bry, Lori FugateWells Fargo AdvisorsRaymond James$22008-29-2014
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordWells Fargo AdvisorsRaymond James$11010-09-2014
James Fowkes, Ben PlataWells Fargo AdvisorsRaymond James$20010-17-2014
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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